Go-to Firm for Securities and Employment Disputes

We are a New York City based law firm with a nationwide reputation for excellence. We represent brokerage firms, investment advisors, and industry professionals in employment, compensation and investment-related litigation and arbitration. We also represent defrauded public and institutional investors in FINRA arbitration claims.

We help clients successfully navigate investigations by FINRA, the SEC, and the CFTC. Although our objective is to engineer a favorable settlement, we fight back hard if the regulatory body is overreaching or otherwise refuses to settle on reasonable terms.

For a no-cost, confidential review, please call us today at (516) 373-7658.

Client Reviews

Rob has handled customer matters (mediations and arbitrations) as well as regulatory matters for my firm. He is very knowledgeable about the process, and can explain the details in layman's terms. Rob presented our case very well and achieved successful results in every engagement. Jay

I give Rob Herskovits and his law firm my strongest possible recommendation. He expertly guided me through a challenging and highly adversarial FINRA disciplinary hearing. Due largely to Rob's extraordinary efforts, each of FINRA's charges were ultimately dismissed by the hearing panel. It is unusual to beat FINRA on their home court, and I'm grateful to have had Rob by my side. Matt D.

I give Robert my highest recommendation. He and his firm helped me through what could have been an extended and financially troubling time. I am not sure that I could have cleared up a false accusation by a previous client had it not been for Robert and his firm, and for that I am very grateful. Derrick

Meet the Attorney

Please watch this video for a brief introduction of the firm and practice areas. Of course, if you have a pressing matter, please simply call us at (516) 373-7658.

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