Go-to Firm for Securities and Employment Disputes
We are a New York City based law firm with a nationwide reputation for excellence. We represent brokerage firms, investment advisors, and industry professionals in employment, compensation and investment-related litigation and arbitration. We also represent defrauded public and institutional investors in FINRA arbitration claims.
We help clients successfully navigate investigations by FINRA, the SEC, and the CFTC. Although our objective is to engineer a favorable settlement, we fight back hard if the regulatory body is overreaching or otherwise refuses to settle on reasonable terms.
For a no-cost, confidential review, please call us today at (212) 897-5410.